Glossary

A conflict of interest is when a company individual’s personal interests take precedence or could otherwise compromise their duty to the company or its clients.

Delayed disclosure of inside information refers to the right of issuers or participants in emission allowance markets to withhold inside information on legitimate grounds.

Employee personal trade monitoring software refers to digital tools that allow organisations to streamline the monitoring of employee personal securities transactions.

Employee trade pre-clearance software is used to allow or deny prospective transactions by a company’s staff.

The purpose of insider lists is to ensure compliance with financial market regulations and prevent insider trading.

Insider list management software is a digital solution that helps companies create and maintain insider lists.